EN BANC
JULY 3, 2018
A.C. No. 11981
LEAH B. TADAY, Complainant
vs.
ATTY. DIONISIO B. APOYA, JR., Respondent
D E C I S I O N
PER CURIAM, J.:
Before this Court is a Verified Complaint-Affidavit1 filed before the Integrated Bar of the Philippines (IBP) against Atty. Dionisio B. Apoya, Jr. (respondent) for violating the Code of Professional Responsibility (Code) in authoring a fake decision of a court.
Sometime in 2011, Leah B. Taday (complainant), an overseas Filipino worker (OFW) staying in Norway, asked her parents in the Philippines, Virgilio and Natividad Taday, to seek legal services for the nullification of her marriage. Complainant's parents found respondent and contracted his legal services. On April 17, 2011, a Retainer Agreement2 was executed between respondent and complainant's parents indicating that respondent's acceptance fee was ₱140,000.00, to be paid on a staggered basis.
According to complainant, respondent was informed that she was staying in Norway and respondent assured her that this would not be an issue as he can find ways to push for the resolution of the case despite her absence.
Respondent drafted a Petition for Annulment of Marriage3 (petition) dated April 20, 2011, which he allegedly sent to complainant for her signature. After notarizing the petition, respondent filed it before the Regional Trial Court of Caloocan City (RTC). The case was then raffled to Branch 131, docketed as Civil Case No. C-22813.
On November 17, 2011, while complainant was on vacation in the Philippines4 and after paying respondent his legal fees amounting to ₱14,500.00,5 respondent delivered a Decision6 dated November 16, 2011 which granted the annulment of complainant's marriage. The said decision was promulgated by a certain Judge Ma. Eliza Becamon-Angeles of RTC Branch 162. Complainant became suspicious as the said decision came from a different branch presided by a different judge where the case was originally filed. Complainant's family became skeptical as the said decision seemed to come too soon and was poorly crafted.
Confused with the turn of events, verifications were made to ascertain the validity of the decision. Complainant discovered that both Branch 162 and Judge Ma. Eliza Becamon-Angeles do not exist in the RTC. Frustrated with the incident, complainant, through her parents, sought the withdrawal of respondent as her counsel from the case.
However, instead of withdrawing as counsel, respondent filed an urgent motion to withdraw the petition. In its Order7 dated June 25, 2012, the RTC Branch 131 granted the said motion and the case was dropped from the civil docket of the court.
Complainant and her parents sought the legal services of Atty. Alexander M. Verzosa (Atty. Verzosa) of the Verzosa Lauengco Jimenez and Abesames Law Offices for their predicament. Atty. Verzosa sent a Letter8 dated February 26, 2013, to respondent calling his attention regarding the payment of his attorney's fees and the purported fake decision of RTC Branch 162.
In his Answer,9 respondent denied being informed that complainant was an OFW and claimed that he was made to believe that she was merely in the Bicol province, hence, he agreed to draft the petition and gave it to complainant's parents for her signature. The petition was returned to respondent with complainant's signature so he notarized and filed it before the court.
Respondent denied delivering any decision relative to the annulment case of complainant. He asserted that the said decision was only a product of her imagination. Respondent likewise denied that he filed an urgent motion to withdraw the petition in the RTC, Branch 131. He claimed that he merely drafted the said motion and gave it to complainant's parents but he never signed it.
After the parties submitted their respective position papers, the case was submitted for decision.
IBP Report and Recommendation
In its Report and Recommendation,10 the IBP Commission on Bar Discipline (Commission) found that respondent committed several violations of the Code, particularly, Rules 1.01, 1.02 and Canon 1. The Commission held that respondent notarized the Verification and Certification of Non Forum Shopping11 of the petition, even though complainant was not personally present as she was then in Norway.
The Commission also found that respondent authored a fake decision. It opined that the said decision was fake because it bore the same format and grammatical errors as that of the petition prepared by respondent. The Commission disregarded the defense of respondent that it was complainant's parents who made the fake decision. It stressed that any reasonable mind would know that a fake decision would not benefit complainant. Moreover, complainant's parents continuously paid the legal fees of respondent, which would show their lack of intent to create the fabricated decision.
The Commission further underscored that when respondent was confronted with the fake decision, he filed an urgent motion to withdraw the petition before RTC Branch 131. It highlighted that when the new counsel of complainant questioned respondent regarding these irregularities, he did not respond.
Based on these circumstances, the Commission concluded that the fake decision originated from respondent and that he violated Rules 1.01 and 1.02, Canon 1of the Code. It recommended the penalty of suspension of two (2) years from the practice of law.
In its Resolution No. XXI-2015-10012 dated January 31, 2015, the IBP Board of Governors (Board) modified the recommended penalty of two (2) years suspension to a penalty of disbarment.
Respondent filed a motion for reconsideration but it was denied by the IBP Board in its Resolution No. XXII-2016-508 13 dated September 23, 2016.
Respondent filed a second motion for reconsideration but it was also denied by the Board in its Resolution No. XXII-2017-951 14 dated April 19, 2011.
The Court's Ruling
The Court adopts the findings of the Commission and agrees with the recommendation of the IBP Board to disbar respondent.
All those in the legal profession must always conduct themselves with honesty and integrity in all their dealings. Members of the bar took their oath to conduct themselves according to the best of their knowledge and discretion with all good fidelity as well to the courts as to their clients and to delay no man for money or malice. These mandates apply especially to dealings of lawyers with their clients considering the highly fiduciary nature of their relationship. 15
It bears stressing that membership in the bar is a privilege burdened with conditions. A lawyer has the privilege and right to practice law during good behavior and can only be deprived of it for misconduct ascertained and declared by judgment of the court after opportunity to be heard has afforded him. Without invading any constitutional privilege or right, and attorney's right to practice law may be resolved by a proceeding to suspend or disbar him, based on conduct rendering him unfit to hold a license or to exercise the duties and responsibilities of an attorney. 16 In disbarment proceedings, the burden of proof rests upon the complainant, and for the court to exercise its disciplinary powers, the case against the respondent must be established by clear, convincing and satisfactory proof. 17
In this case, the Court finds that respondent violated Canon 1, Rules 1.01 and 1.02 of the Code and the 2004 Rules on Notarial Practice.
Respondent notarized the
petition even though the
affiant was not present
Notarization is not an empty, meaningless and routinary act. It is imbued with public interest and only those who are qualified and authorized may act as notaries public. 18 Notarization converts a private document to a public document, making it admissible in evidence without further proof of its authenticity. A notarial document is, by law, entitled to full faith and credit upon its face. For this reason, notaries public must observe with utmost care the basic requirements in the performance of their duties. 19
The 2004 Rules on Notarial Practice provides that a notary public should not notarize a document unless the signatory to the document personally appeared before the notary public at the time of the notarization, and personally known to the notary public or otherwise identified through competent evidence of identity. At the time of notarization, the signatory shall sign or affix with a thumb or other mark in the notary public's notarial register. The purpose of these requirements is to enable the notary public to verify the genuineness of the signature and to ascertain that the document is the signatory's free act and deed. If the signatory is not acting on his or her own free will, a notary public is mandated to refuse to perform a notarial act. A notary public is also prohibited from affixing an official signature or seal on a notarial certificate that is incomplete.20
In this case, on April 20, 2011, respondent notarized the verification and certification of non forum shopping in the petition filed before R TC Branch 131 supposedly executed by complainant as the affiant. At that time, however, complaint was not in the Philippines because she was still in Norway working as an OFW. Undoubtedly, respondent violated the notarial rules when he notarized a document without the personal presence of the affiant.
Respondent gave a flimsy excuse that he was not informed that complainant was not in the Philippines when he notarized the verification and certification on non forum shopping. Assuming arguendo that this is true, he should have refrained from notarizing such document until complainant personally appear before him. In addition, respondent should have explained to complainant and her parents that he can only notarize and file the petition before the court once complainant returns to the Philippines. Lamentably, instead of informing his client about the rules of notarization, respondent proceeded with the notarization of the document and gave a false assurance that the case of complainant would still continue even in her absence.
In Gaddi v. Atty. Velasco, 21 the Court held that for notarizing a document without ascertaining the identity and voluntariness of the signatory to the document, for affixing his signature in an incomplete notarial certificate, and for dishonesty in his pleadings, the lawyer failed to discharge his duties as notary public and breached Canon 1 and Rule 1.01 of the Code.
Similarly, in Ferguson v. Atty. Ramos22 the Court held that when a lawyer affixes his signature and notarial seal on a deed of sale, he leads the public to believe that the parties personally appeared before him and attested to the truth and veracity of the contents thereof The act of notarizing a document without the presence of the parties is fraught with dangerous possibilities considering the conclusiveness on the due execution of a document that the courts and the public accord to notarized documents.
Here, respondent notarized the verification and certification of non forum shopping even though complainant did not personally appear before him. Not only did he violate the 2004 Rules on Notarial Practice, he also violated Canon 1 and Rule 1.01 of the Code.
Respondent authored a fake
decision and delivered it
to his client
Aside from improperly notarizing a petition, respondent committed an even graver transgression by drafting a fake decision and delivering it to his client in guise of a genuine decision.
In this case, respondent delivered a decision dated November 16, 2011, to complainant, which purportedly granted the petition for annulment of marriage in her favor. This decision is marred by numerous and serious irregularities that point to respondent as the author thereof.
First, the decision came from a certain Judge Ma. Eliza BecamonAngeles of RTC Branch 162. Yet, a verification from the RTC revealed that the said judge and the branch were non-existent.
Second, the fake decision is starkly the same as the petition prepared and filed by respondent. A reading of the fake decision shows that the statement of facts, issues and the rationale therein are strikingly similar, if not exactly alike, with the petition. Even the grammatical errors in both documents are similar. The fake decision was so poorly crafted because it merely copied the petition filed by respondent. Moreover, the font and spacing in the caption of the petition and the fake decision are one and the same. Glaringly, respondent did not give any credible explanation regarding the similarity of the fake decision and the petition he drafted.
Third, when respondent was confronted by complainant and her parents about the fake decision, respondent immediately filed an urgent motion to withdraw the petition before RTC Branch 131. Respondent provided a poor excuse that he merely prepared the said motion but did not file it. However, it is clear from the order dated June 25, 2012 of RTC Branch 131 that the motion was filed by respondent and the case was indeed withdrawn.23
Lastly, when complainant's case was dropped from the civil docket of RTC Branch 131 at the instance of respondent, complainant and her parents sought the assistance of another lawyer. Atty. Verzosa, through a letter dated February 26, 2013, confronted respondent regarding the payment of attorney's fees and the fake decision which respondent gave to complainant. However, respondent neither answered nor denied the allegation of complainant's new counsel.
In his last ditch attempt to escape liability, respondent argued that the fake decision was drafted by complainant's parents. The Court finds this completely absurd. On November 17, 2011, complainant's parents had just paid respondent's staggering acceptance fee as evidenced by a Receipt. 24 On the other hand, the fake decision was dated November 16, 2011. Thus, it is illogical for complainant's parents to draft a fake decision when they regularly paid for the services of respondent to legally and rightfully represent their daughter's case. As opined by the Commission, any reasonable mind would know that a fake decision would not benefit complainant, thus, complainant's parents have nothing to gain from it.
Based on the foregoing circumstances, the Court concludes that respondent indeed authored the fake decision in order to deceive complainant that he won the legal battle in her favor. Fortunately, complainant was prudent in protecting her rights and discovered that the decision given to her by respondent was fake. Surely, respondent's acts resulted to complainant's injuries and has tarnished the noble image of thelegal profession.
Proper penalty
The Court finds that complainant has established by clear, convincing and satisfactory evidence that: (1) respondent notarized the verification and certification of non forum shopping of the petition without the personal presence of complainant; (2) respondent is the author of the fake decision to deceive complainant that her petition for annulment of marriage was granted; and (3) respondent retaliated against complainant for confronting him with the fake decision by withdrawing the petition in the court, resulting into the dropping of the case from the civil docket of the court. These acts constitute violations of Canon 1, Rule 1.01 and Rule 1.02 of the Code, to wit:
CANON 1 - A lawyer shall uphold the constitution, obey the laws of the land and promote respect for law and for legal processes.
RULE 1.01 A lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct.
RULE 1.02 A lawyer shall not counsel or abet activities aimed at defiance of the law or at lessening confidence in the legal system.
Respondent also violated Section 2, Rule IV of the 2004 Rules on Notarial Practice, which states that:
SECTION 2. Prohibitions. - x x x
(b) A person shall not perform a notarial act if the person involved as signatory to the instrument or document –
(1) is not in the notary's presence personally at the time of the notarization; and
(2) is not personally known to the notary public or otherwise identified by the notary public through competent evidence of identity as defined by these Rules.
A member of the Bar may be penalized, even disbarred or suspended from his office as an attorney, for violation of the lawyer's oath and/or for breach of the ethics of the legal profession as embodied in the Code. For the practice of law is a profession, a form of public trust, the performance of which is entrusted to those who are qualified and who possess good moral character. The appropriate penalty for an errant lawyer depends on the exercise of sound judicial discretion based on the surrounding facts. 25
In Krursel v. Atty. Abion,26 the lawyer therein drafted a fake order from this Court in order to deceive her client.1âwphi1 The Court stated that she made a mockery of the judicial system. Her conduct degraded the administration of justice and weakened the people's faith in the judicial system. She inexorably besmirched the entire legal profession. The penalty of disbarment was imposed against the lawyer.
Similarly, in Gatchalian Promotions Talents Pool, Inc. v. Atty. Naldoza, 27 the penalty of disbarment was imposed against the lawyer who falsified an official receipt from the Court to cover up his misdeeds. The Court stated that since the lawyer clearly failed the standards of his noble profession, he did not deserve to continue as a member of the bar.
In this case, respondent committed unlawful, dishonest, immoral and deceitful conduct, and lessened the confidence of the public in the legal system. Instead of being an advocate of justice, he became a perpetrator of injustice. His reprehensible acts do not merit him to remain in the rolls of the legal profession. Thus, the ultimate penalty of disbarment must be imposed upon him.
WHEREFORE, the Court adopts the recommendation of the Integrated Bar of the Philippines Board of Governors and finds Atty. Dionisio B. Apoya, Jr. GUILTY of violating Canon 1, Rule 1.01 and Rule 1.02 of the Code of Professional Responsibility and Section 2, Rule IV of the 2004 Rules on Notarial Practice. He is DISBARRED from the practice of law and his name ordered stricken off the Roll of Attorneys, effective immediately.
Let a copy of this Decision be furnished to the Office of the Bar Confidant to be entered into Atty. Dionisio B. Apoya, Jr.'s records. Copies shall likewise be furnished the Integrated Bar of the Philippines and the Office of the Comi Administrator for circulation to all courts concerned.
SO ORDERED.
ANTONIO T. CARPIO
Senior Associate Justice
PRESBITERO J. VELASCO, JR.
Associate Justice |
TERESITA J. LEONARDO-DE CASTRO
Associate Justice |
DIOSDADO M. PERALTA
Associate Justice |
LUCAS P. BERSAMIN
Associate Justice |
MARIANO C. DEL CASTILLO
Associate Justice |
ESTELA M. PERLAS-BERNABE
Associate Justice |
MARVIC M.V.F. LEONEN
Associate Justice |
FRANCIS H. JARDELEZA
Associate Justice |
ALFREDO BENJAMIN S. CAGUIOA
Associate Justice |
SAMUEL R. MARTIRES
Associate Justice |
NOEL GIMENEZ TIJAM
Associate Justice |
ANDRES B. REYES, JR.
Associate Justice |
ALEXANDER G. GESMUNDO
Associate Justice
Footnotes
1 Rollo, pp. 2-5.
2 Id. at 7.
3 Id. at 106-11 I.
4 Id. at 3.
5 Id. at 11.
6 Id. at 77-80.
7 Id. at 123.
8 Id. at 124.
9 Id. at 21-26.
10 Id. at 127-131.
11 Id. at 111.
12 Id. at 126.
13 Id. at 149.
14 Id. at 158.
15 Luna v. Atty. Galarrita, 763 Phil. 175, 184(2015).
16 Velasco v. Atty. Doroin, et al., 582 Phil. I, 9 (2008); citing Marcelo v. Javier, Jr., 288 Phil. 762, 776 (1992). 17 Ceniza v. Atty. Rubia, 617 Phil. 202, 208-209 (2009).
18 Ferguson v. Atty. Ramos, A.C. No. 9209, April 18, 2017.
19 Villaflores-Puza v. Atty. Arellano, A.C. No. 11480, June 20, 2017, citing Mariano v. Atty. Echanez, 785 Phil. 923, 927-928 (2016).
20 742 Phil. 810, 815-816 (2014).
21 Id. at 817; citing Isenhardt v. Atty. Real, 682 Phil. 19(2012).
22 Supra note 18.
23 Rollo, p. 123.
24 Id. at 11.
25 Sison, Jr. v. Atty. Camacho. 777 Phil. 1. 14(2016).
26 789 Phil. 584 (2016).
27 374 Phil. 1 (1999).
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